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GAIN GTX, LLC, GTX SEF, LLC and GTX Bermuda Ltd. (collectively, “GTX”) are only available in the US to Eligible Contract Participants (ECPs) as defined in the Commodity Exchange Act. Outside the US, GTX’s products and services are available to those meeting the Professional Clients definition in the EU Markets in Financial Instruments Directive (“MIFID”) and in compliance with local law and regulation. GAIN GTX, LLC is a provisionally registered swap dealer with Commodity Futures Trading Commission (“CFTC”). GTX SEF, LLC is a registered Swap Execution Facility with the CFTC. GTX ECN is offered by GTX Bermuda Ltd.